Responsibilities: Provide compliance advisory to Private Wealth Management business Design, develop and maintain compliance programs, policies, procedures and practices in Private Wealth management Business Monitor and Identify regulatory developments and watch lists Provide compliance training to relevant departments Manage strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit. Qualifications: Not less than 5 years’ of experience in compliance advisory covering private bank/ retail bank/ wealth management fintech/ virtual bank business Solid knowledge in private wealth management related rules and regulation Chinese language is essential
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